Financial Planning with Sgroi Financial
Sr. Vice President
Sgroi Financial is a full service, independent financial planning firm proudly serving the Western New York area since 1971. We offer services that will help you achieve your financial goals including retirement planning, investment management, estate planning, college planning and insurance. We help individuals, families, retirees, working adults, young adults and businesses.
Our objective is to create a financial plan that fits your individual needs and will guide you through every stage of life. We offer a wide range of options, including but not limited to: setting-up or rolling-over an IRA, purchase insurance such as life, disability, property, etc. or plan for retirement with long term care and estate planning. Think of it as, anytime you have a life changing event, we’re here to help make sure you’re financially secure for the future.
We know that you have options when choosing which planning firm to work with. We want you to know how we strive to be different from our counterparts.
1. Our Staff:
As a client of Sgroi Financial, you have access to a team of professionals dedicated to assisting you in reaching your financial goals. Your personal financial planner is supported by a dedicated administrative assistant along with our research department and the rest of our service staff. From the moment you step into our office, our team is dedicated to making you comfortable with our process.
Unlike many other firms, we do not out source our research function. Our dedicated research team continuously monitors the markets looking for current and future opportunities while protecting our clients’ interests. This includes looking for ways to keep fund expenses down. The less you pay in fees the more money you keep.
3. Full Transparency:
It is an important decision in deciding who to trust helping you chart your financial future. This is why we want to make sure our process is transparent to our clients. We openly discuss performance and fees as we are focused on your best interests. We offer online access to all Sgroi Financial accounts, annual reviews and unlimited access to your planner and service staff to ensure your satisfaction.
4. “Do what’s right for the client”:
This has been our mantra since day one when our founder Joe Sgroi started Sgroi Financial. Joe believed that the best way to service clients was to be an independent firm, which allows us to put our clients’ needs first. Nearly 50 years later, this remains our mission. We are a family owned business dedicated to the families of Western New York.
If you’d like to know more about us or to set up an appointment, call our office at 716-674-6700. Or you can visit us at 965 Union Road West Seneca, NY 14224 (across from Southgate Plaza).
Follow us on Facebook or Twitter @SgroiFinancial.
Check out the background of our investment professionals on: BrokerCheck
Securities offered through Cadaret, Grant & Co., Inc., member FINRA/SIPC. Advisory services offered through Sgroi Wealth Advisory Group LLC, an SEC Registered Investment Advisor. Sgroi Wealth Advisory Group LLC, Sgroi Financial LLC, and Cadaret, Grant & Co., Inc. are separate entities.
Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered.
We are registered to sell Securities in the following states: AZ, CA, CO, CT, FL, GA, IL, KY, MA, MD, MI, MO, NC, NJ, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, and WA